March 4, 2014
March 4, 2014
Coxe Advisors LLC. (hereinafter “Coxe”) is an investment adviser registered with the United States Securities and Exchange Commission. For more information about Coxe, please see www.adviserinfo.sec.gov.
Information, opinions, estimates, projections and other materials (referred to collectively herein as, “Information”) provided for the public, and for subscribers or prospective subscribers by Mr. Donald Coxe and Coxe in (“Coxe Publications”: the Coxe Strategy Journal, periodic articles, transcripts and commentary, audio or video webcasts, published by email or provided on the company website, is proprietary and is provided for informational purposes only.
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The Information provided expresses the views of Mr. Donald Coxe and Coxe, and does not provide personalized investment advice of any kind. At no time does the Information in Coxe Publications, nor any opinion expressed in speaking appearances or interviews constitute a solicitation or recommendation for the purchase or sale of any security or investment.
No Information included in Coxe Publications constitutes a recommendation that any particular Investment or investment strategy is suitable for any specific person. Coxe Publications are not intended as investment advice tailored to the particular circumstances, investment objectives, and risk tolerances of any entity or individual. Coxe does not continuously follow any Investments or their issuers. Accordingly, users must regard each Coxe Publication as providing stand-alone analysis as of the date of publication and should not expect continuing analysis or additional reports related to such Investments or their issuers.
The Information contained in Coxe Publications is not to be construed as a solicitation for or an offer to buy or sell any referenced Investments, or any service related to such Investments, nor shall such Information be considered as individualized investment advice or as a recommendation to enter into any transaction.
Coxe separately provides individualized, nondiscretionary advice on an exclusive basis to an unaffiliated adviser to various separate accounts and to a limited number of foreign and domestic investment companies. However, the nature and timing of Coxe publications is separate from the nature and timing of such individualized portfolio advice.
Coxe and any officer, employee or independent contractor of Coxe, may from time to time hold investments discussed. Mr. Donald Coxe, Coxe Advisors LLC., and other contractors or employees of Coxe may own securities discussed in our publications, subject to the Coxe Code of Ethics.
Coxe’s principal, Mr. Coxe, and other access persons privy to information contained in a Coxe publication prior to publication, are restricted from entering into any transaction concerning any Investments discussed therein for the five days before and after publication, and are required to hold any such positions for a minimum of one month.
Coxe makes every effort to provide accurate information, however Coxe publications are not warranted in any manner whatsoever, and Mr. Donald Coxe and/or Coxe Advisors LLC. do not guarantee the accuracy or completeness of any information, and are not responsible for any errors or omissions. The information contained in Coxe publications and on the Coxe website are statements of opinions and are impersonal non-discretionary advice.
Any person or company using the information we publish or post on our website does so solely at their own risk and Coxe Advisors LLC., and/or Mr. Donald Coxe assume no liability whatsoever.
No Information in Coxe Publications implies that the firm is recommended or approved by the United States government or any regulatory agency. Information, opinions, estimates, projections and other materials (referred to collectively herein as, “Information”) contained herein are provided as of the date hereof and are subject to change without notice.
From time to time, Coxe Publications may contain information with regard to securities, commodities, derivatives or other investment assets (each referred to herein as an “Investment,” or collectively, the “Investments”), or investment strategies. Due to staggered publication dates, any information contained herein may differ from Information contained in prior or subsequent publications. Information discussed herein may have been obtained from various unaffiliated third party sources believed to be reliable, but has not been independently verified by Coxe. Coxe makes no representation or warranty, express or implied, in respect thereof, takes no responsibility for any errors and omissions which may be contained herein, and accepts no liability whatsoever for any loss arising from any use of or reliance on such third party Information, whether relied upon by the recipient or user, or any other third party (including, without limitation, any customer of the recipient or user). Foreign currency denominated Investments are subject to fluctuations in exchange rates that could have a positive or adverse effect on the investor’s return. Unless otherwise stated, any pricing information in this publication is indicative only.
To the extent that any publication is reproduced, redistributed, or retransmitted, Coxe is not privy to, and makes no representations regarding, such unaffiliated third parties’ positions in any Investments discussed therein. Any distributor authorized by agreement with Coxe to redistribute this publication is not affiliated with Coxe.
Third parties having permission to reproduce, redistribute, or retransmit Coxe publications may offer to effect transactions in some or all discussed Investments. Coxe makes no recommendation with respect to the use of any particular brokers or agents, and no such recommendation should be inferred by virtue of any distribution agreements that Coxe may enter into with third parties.
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Your subscription will not renew automatically. We do not retain payment information in our records.
Payment may be made by hard dollars, wire transfer or cheque or credit card, or soft dollars.
You may cancel at any time.
Since the Coxe Strategy Journal is published on a quarterly basis, we will refund subscription fees on the basis of issues published/quarters elapsed for the annual period of your subscription. (For example, if you have received one edition and wish to cancel, we will refund ¾ of the annual fee.)
We collect personal information that identifies you as an individual and/or your company, such as name, postal address, telephone number, email address, bank account or other financial account information solely in order to provide our services to you.
We may collect impersonal and personal information from the use of “cookies” to manage and improve the provision of our services.
In addition, we will send you information about your account with us, to send you information by email such as market commentary, invitations to webcasts and announcements. You may opt out of emails at any time.
Questions regarding provided through our site or by email may be answered by posting both question and answer on our website, without your personal information, unless you expressly request us not to do so.
We will not share your personal information with any third party.
Coxe reserves the right to use your Personal Information as we believe to be necessary or appropriate in order to protect, enforce, or defend the legal rights of Coxe Advisors LLC. or to comply with the law or legal process.
Coxe Information shall be governed and construed in accordance with U.S. Copyright law and with the laws of the Illinois, in which Coxe Advisors LLC. is registered.
Angela Trudeau Research Director, Editor
Lindsey Simon Chief Counsel and Chief Compliance Officer
Coxe Advisors LLC.
115 South LaSalle Street
Chicago, IL 60603